3448 Ellicott Center Drive
Huber, Weakland & Associates doing business as
HWA Financial Group
Our Commitment to Your Privacy:
We at HWA Financial Group (“HWA” or “Advisor”) are committed to preserving the confidentiality of our clients’. We consider client confidentiality to be a professional obligation of the utmost importance and understand our clients’ have entrusted us with their private financial information.
This notice is being provided to you in accordance with the Securities and Exchange Commission’s rule regarding the privacy of consumer financial information (“Regulation S-P”). The notice explains our collection, use and safeguarding of client information.
How We Gather Information:
In connection with providing clients wealth management services, we may obtain private personal information about them from the following sources:
What Information We Disclose:
We do not disclose non-public current or former client information to anyone without prior consent except when we believe it is necessary to conduct business or as required or permitted by law, such as:
We will not sell your personal and financial information to any outside third party.
How We Protect Your Information:
We take steps to safeguard client information. Individuals who have access to your personal information are required to keep it strictly confidential. We restrict access to personal information to our staff and for business purposes only. We maintain physical, electronic, and procedural safeguards to guard your personal information.
This notice has been provided to you pursuant to the Gramm-Leach-Bliley Act, which requires a financial institution to notify its customers of its privacy practices and procedures on an annual basis. This notice is informational only. No action on your part is required. 01/2020